top of page
Picture1.png

AUDITOR

AUDITOR

Audit past financial statements and figures for prospectus inclusion

Auditors letter on the pro forma balance sheets, issuing comfort letter for the Prospectus

LEGAL COUNSEL

Conduct legal due diligence; draft, file and complete listing application

Provide  guidance  on  the  risks  and regulation of the IPO transaction, publicity and disclosure

Provide guidance to regulatory, exchange listing and securities rules

Ensure  all  regulatory  documents  are properly filed and disclosure are properly communicated  to  protect  the  business from claims after the IPO

Sign off on the necessary documentation

UNDERWRITER

Devise and manage the IPO marketing campaign, presentations and roadshows

Manage the retail and institutional investor offers and pricing process

Target investors and distribute shares to specific investors

Ensure the stability of clients’ shares and review trading performance

Pre-IPO

  • Introduction  to  the  regulatory  requirements  and  listing process of IPO

  • Prepare proposal on the listing scheme and business metrics

  • Assist the reorganization in respect to the capital structure ofthe organisation, if necessary

  • Discuss and provide fund raising strategies and channels for business development

  • Discuss Pre-IPO capital restructuring or dividend distribution to realise the optimal composition of assets and liabilities

  • Establish detailed capital market strategies and corporate plan aiming to maximize client’s value in preparation of the Listing Exercise

  • Provide internal control review services, review and assist in establishing  internal  control  procedures  on  financial reporting processes

  • Provide recommendations on compliance process

Broker
Quick Sync

IPO & Closing

  • Develop an Equity Story for the Listing Exercise

  • Arrange for the formation of the Due Diligence Working Group (“DDWG”)

  • Help to coordinate or liaise with the DDWG to ensure the progress of the listing is in a timely manner

  • Assist the company throughout the listing process, including the due diligence exercise and the drafting of the prospectus

  • Assist in responding to related regulatory parties such as Securities and Exchange Commission (SEC) in regard to any queries that may arise

  • Assist in obtaining all requisite regulatory approvals

bottom of page